Risk and Compliance

We understand the pressures on Sponsors and Investment Managers to comply with the ever changing regulatory landscape, continual developments and requirements within the UK and Europe.

Our Legal, Risk and Compliance team manage the day to day oversight of our funds; monitoring against the investment risk profiles, investment limits, liquidity risks, objective requirements and global exposures ensuring continued compliance with UK and European regulations.

Our Risk and Compliance service includes:

  • Investment and Borrowing Powers monitoring
  • Risk Monitoring in accordance with ESMA
  • Risk Committee Management
  • Investment Committee Management
  • Fair Value Pricing
  • Audit Oversight
  • Liquidity Management Services and Stress testing
  • Depositary/Custodian relationship
  • Regulatory and Operational Management
  • FCA Communication


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